About Me

With over two decades of experience in the financial industry, I am proud to serve as a Managing Director specializing in Taxable Fixed Income Sales at Oppenheimer & Co. Inc. My journey in finance began in 2002 at Bear, Stearns & Co. Inc., where I immersed myself in the dynamic world of securities trading and market operations. In 2005, I joined Oppenheimer & Co. Inc. as a Sales Assistant, and through hard work and dedication, I advanced through various roles, ultimately stepping into the position of Managing Director in 2015.

I earned my bachelor’s degree in finance from a respected institution, which provided me with a solid foundation in financial principles, quantitative analysis, and strategic planning. This academic background, combined with my passion for the markets, has been instrumental in shaping my approach to financial management. I have always been committed to continuous learning, staying abreast of the latest market trends and evolving financial strategies, so that I can offer insightful and effective solutions to my clients.

Throughout my career, I have been driven by a deep commitment to helping my clients navigate complex investment landscapes. I believe that every financial decision should be informed by careful analysis and a clear understanding of market dynamics. Whether it’s managing fixed-income products or crafting tailored investment strategies, I strive to ensure that each client receives personalized, value-driven service that meets their unique needs.

I take pride in my ability to build strong, lasting relationships with my clients based on trust, transparency, and open communication. My goal is to empower you to achieve your financial objectives by providing you with strategic guidance and the insights necessary to make informed decisions. I am dedicated to upholding the highest standards of professionalism and integrity, and I look forward to partnering with you on your financial journey.

Certifications and Examinations:

CRD#: 4492413

Securities Industry Essentials Examination (SIE): Passed on October 1, 2018

General Securities Representative Examination (Series 7): Passed on March 25, 2002

Uniform Investment Adviser Law Examination (Series 65): Passed on November 9, 2005

Uniform Securities Agent State Law Examination (Series 63): Passed on April 4, 2002

Work Experience:

Managing Director / Taxable Fixed Income Sales, Oppenheimer & Co. Inc. (December 2015 – Present):

Currently, I lead the fixed income sales division, focusing on delivering strategic financial solutions in the taxable fixed income market.

Sales Assistant, Oppenheimer & Co. Inc. (April 2005 – November 2015):
I contributed to various sales and advisory functions, laying the foundation for my expertise in the financial markets.

Previous Experience at Bear, Stearns & Co. Inc. (March 2002 – April 2005):
I gained essential industry experience in securities trading and market operations during the early phase of my career.